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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sugar Land | TX | 11/2010 | 09/2024 |
| Raymond James Financial Services Advisors, Inc | Sugar Land | TX | 11/2010 | 09/2024 |
| Lpl Financial | Sugar Land | TX | 09/2024 | Present |
1) 09/2024 - The Noble Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 Hrs per month - 100% Time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-11 |
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