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James William Barrineau

Fiduciary Capital Management LLC

Cheyenne, WY

New York, NY

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Current Employers
Fiduciary Capital Management Llc

1621 Central Ave, Cheyenne, WY 82001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-07
MD RA APPROVED 2026-06-27
NY RA APPROVED 2026-03-31
  • MI RA
    APPROVED
    Since 2026-07-07
  • MD RA
    APPROVED
    Since 2026-06-27
  • NY RA
    APPROVED
    Since 2026-03-31

Branch Locations

1621 Central Ave, Cheyenne, WY 82001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schroders New York NY 04/2012 04/2022
Kestra Investment Services, Llc Smithtown NY 09/2022 09/2024
Empty Cloud, Llc New York NY 05/2022 09/2022
Fiduciary Capital Management Llc Ny NY 02/2026 Present
Mainstreet Financial Smithtown NY 09/2024 02/2026
  • 04/2012 → 04/2022
    Schroders
    New York, NY
  • 09/2022 → 09/2024
    Kestra Investment Services, Llc
    Smithtown, NY
  • 05/2022 → 09/2022
    Empty Cloud, Llc
    New York, NY
  • 02/2026 → Present
    Fiduciary Capital Management Llc
    Ny, NY
  • 09/2024 → 02/2026
    Mainstreet Financial
    Smithtown, NY
Other Businesses

Goodwin Recruiting, lcoated Exeter, New Hampshire. Part-time IAR recruiting , 30 hours a week, non-investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-28
  • S65 Uniform Investment Adviser Law Examination
    2026-03-28

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · CHEYENNE, WY
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