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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
Branch Locations
2190 S Mason Rd Ste 103, St. Louis, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walnut Street Securities Inc | St Louis | MO | 10/2007 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) INDEPENDENT INSURANCE AGENT DBA STRATEGIC FINANCIAL GROUP & STRATEGIC FINANCIAL PROPERTY & CASUALTY (FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007 2) NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: SENIOR PARTNER / REGISTERED REPRESENTATIVE ; START DATE: 12/2008 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES BUSINESS OFFERED THROUGH CETERA ADVISOR NETWORKS ; 3) NAME OF OTHER BUSINESS: SFG CONSULTING, LLC DBA PADGETT BUSINESS SYSTEMS, INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING START DATE: 1/2016. POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX PREP, ACCOUNTING AND PAYROLL SERVICES; 4) NAME OF OTHER BUSINESS: GRAVOIS TOWNSHIP DEMOCRATS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LOCAL GOVERNMENT; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: ORGANIZER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZE GROUP; 5) NAME OF OTHER BUSINESS: GRAVOIS DEMOCRATIC TOWNSHIP CLUB; INVESTMENT RELATED: NO; ADDRESS: 733 MONTEGO DR, SAINT LOUIS, MO 63128; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUNNING CLUB MEETINGS AND CLUB BOARD MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-05 |
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