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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-29
  • MO RA
    APPROVED
    Since 2023-06-29

Branch Locations

2190 S Mason Rd Ste 103, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walnut Street Securities Inc St Louis MO 10/2007 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2007 → Present
    Walnut Street Securities Inc
    St Louis, MO
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-11-19 → 2013-09-03
    Walnut Street Securities, Inc.
    St. Louis, MO
    St Louis, MO
  • 2005-12-06 → 2007-10-25
    Msi Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Springfield, MA
    Springfield, MA
    St. Louis, MO
  • 1996-07-23 → 2006-01-12
    Metlife Investment Fund Services Llc
    Alpharetta , GA
Other Businesses

1) INDEPENDENT INSURANCE AGENT DBA STRATEGIC FINANCIAL GROUP & STRATEGIC FINANCIAL PROPERTY & CASUALTY (FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007 2) NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: SENIOR PARTNER / REGISTERED REPRESENTATIVE ; START DATE: 12/2008 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES BUSINESS OFFERED THROUGH CETERA ADVISOR NETWORKS ; 3) NAME OF OTHER BUSINESS: SFG CONSULTING, LLC DBA PADGETT BUSINESS SYSTEMS, INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING START DATE: 1/2016. POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX PREP, ACCOUNTING AND PAYROLL SERVICES; 4) NAME OF OTHER BUSINESS: GRAVOIS TOWNSHIP DEMOCRATS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LOCAL GOVERNMENT; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: ORGANIZER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZE GROUP; 5) NAME OF OTHER BUSINESS: GRAVOIS DEMOCRATIC TOWNSHIP CLUB; INVESTMENT RELATED: NO; ADDRESS: 733 MONTEGO DR, SAINT LOUIS, MO 63128; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUNNING CLUB MEETINGS AND CLUB BOARD MEETINGS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-03
S63 Uniform Securities Agent State Law Examination 1994-12-05
  • S65 Uniform Investment Adviser Law Examination
    2025-10-03
  • S63 Uniform Securities Agent State Law Examination
    1994-12-05
Other Names
  • Denise Hughes

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