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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-26 |
| NY | RA | APPROVED | 2026-02-15 |
| OH | RA | APPROVED | 2025-05-05 |
Branch Locations
370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Fund Distributors | Columbus | OH | 08/2016 | 08/2024 |
| J.P. Morgan Securities Llc | Westerville | OH | 09/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Westerville | OH | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-05 |
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