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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-06-19
  • VA RA
    APPROVED
    Since 2019-06-19

Branch Locations

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Nellysford, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Glen Allen VA 10/1994 06/2019
Rental Property Old Greenwich CT 01/1986 Present
First Investors Corp Glen Allen VA 11/1994 06/2019
Westwood Property Owners Association Nellysford VA 01/2010 Present
Nelson Rotary Lovingston VA 01/2010 Present
Foresters Advisory Services Glen Allen VA 05/2016 06/2019
Cetera Investment Advisers Llc Glen Allen VA 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 10/1994 → 06/2019
    First Investors Corporation
    Glen Allen, VA
  • 01/1986 → Present
    Rental Property
    Old Greenwich, CT
  • 11/1994 → 06/2019
    First Investors Corp
    Glen Allen, VA
  • 01/2010 → Present
    Westwood Property Owners Association
    Nellysford, VA
  • 01/2010 → Present
    Nelson Rotary
    Lovingston, VA
  • 05/2016 → 06/2019
    Foresters Advisory Services
    Glen Allen, VA
  • 06/2019 → Present
    Glen Allen, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2016-06-28 → 2019-06-25
    Foresters Advisory Services, Llc
    Glen Allen, VA
Other Businesses

1) NOTARY 2) NELSON ROTARY. CLUB SECRETARY 2 HRS/WK 3)HOME OWNERS ASSN. SECRETARY 0-5 HRS/WK 4) RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-19
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S66 Uniform Combined State Law Examination
    2016-05-19
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07

View on SEC IAPD

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