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Kelly Elisabeth Seurer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duluth, GA

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-29
CA RA APPROVED 2020-05-18
  • TX RA
    APPROVED
    Since 2020-05-29
  • CA RA
    APPROVED
    Since 2020-05-18

Branch Locations

2170 Satellite Blvd Retirement & Personal Wealth Solutions, Duluth, GA 30097 • United States

2565 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Littleton CO 12/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
  • S66 Uniform Combined State Law Examination
    2020-05-16
Other Names
  • Kelly E Seurer
  • Kelly E Cole
  • Kelly Seurer

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
AMERIPRISE FINANCIAL SERVICES, LLC · DULUTH, GA
VALIC FINANCIAL ADVISORS, INC. · DULUTH, GA
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, GA

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