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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-07
  • FL RA
    APPROVED
    Since 2025-08-07

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Coral Gables FL 04/2012 05/2019
Morgan Stanley Miami FL 05/2019 07/2025
Raymond James & Associates, Inc Coral Gables FL 07/2025 Present
Previous Registrations
Other Businesses

1. * 406608 - Beauty Products; Investment related No; South Miami, FL; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2020; During business hours: 0; After business hours: 8; Labor/Service, Customer Service, Sales/Marketing, Administrative. *508889- Dekoradoor LLC; Investment related-Yes; south miami, Florida; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 10; Customer Service, Administrative, Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
  • S66 Uniform Combined State Law Examination
    2006-11-06
Other Names
  • Ana Catalina Cock-Hardmeier
  • Ana C Cock
  • Ana C Cock
  • Ana C Cock-Hardmeier
  • Ana Catalina Cook Hardmeier
  • Ana C Cook-Hardmeier
  • Ana Catalina C Cook-Hardmeier
  • Ana Catalina Smalley
  • Ana Smalley

View on SEC IAPD

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