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Clarisa M Estevez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-03
FL RA APPROVED 1994-12-23
  • TX RA
    APPROVED_RES
    Since 2009-02-03
  • FL RA
    APPROVED
    Since 1994-12-23

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 10/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-14
  • S63 Uniform Securities Agent State Law Examination
    2004-12-14
Other Names
  • Clarisa M Rivas
  • Clarisa Maria Rivas

View on SEC IAPD

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