Christopher Charles Kelley

Employer firm

Compass Capital Management Inc CRD 107823

$2.56B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• SUB-ADVISOR

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Compass Capital Management
  Minneapolis, MN

Previous Registrations

• 2009-10-23 → 2014-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  New York, NY
  New York, NY
• 2009-01-08 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY
  Boston, MA
  New York, NY
  New York, NY
  Boston, MA
• 2008-01-14 → 2008-12-31
  Bofa Advisors, Llc
  New York, NY
  New York, NY
• 2007-12-19 → 2008-01-14
  Banc Of America Investment Services, Inc.
  Boston, MA

Other Businesses

1)COMPASS ADVISORS, LLC; FOR PROFIT INVESTMENT RELATED; NON-SECURITIZED TAX-LIENS AND INVESTING IN INTERNET STARTUPS; NEW YORK, NY 10016; OPPORTUNITY INVESTMENT THROUGH NON-SECURITIZATIONS; PARTNER; START DATE: 8/1/2011 BUT HAVEN'T INVESTED YET; DEVOTES 10 HRS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; DUTIES: RESEARCHING TAX-LIEN AUCTIONS AND WHEN THEY OCCUR. 2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CROWN INFRASTRUCTURE SOLUTIONS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 29 BROADWAY, 14TH FLOOR NEW YORK, NEW YORK 10006 COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TECHNOLOGY/INFRASTRUCTURE SOLUTIONS

Exams

• S66 Uniform Combined State Law Examination
  2007-12-11