Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-01
  • TX RA
    APPROVED
    Since 2016-08-01

Branch Locations

3471 Knickerbocker Road, San Angelo, TX 76904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Bank, Na San Angelo TX 01/1998 Present
Raymond James Financial Services, Inc. San Angelo TX 08/2016 Present
Raymond James Financial Services Advisors Inc. San Angelo TX 08/2016 Present
First Financial Bank N.A. San Angelo TX 08/2016 Present
  • 01/1998 → Present
    First Financial Bank, Na
    San Angelo, TX
  • 08/2016 → Present
    Raymond James Financial Services, Inc.
    San Angelo, TX
  • 08/2016 → Present
    San Angelo, TX
  • 08/2016 → Present
    First Financial Bank N.A.
    San Angelo, TX
Previous Registrations
  • 2014-01-21 → 2016-07-29
    Schaumburg, IL
  • 1998-01-22 → 2014-01-21
    Cetera Investment Services Llc
    San Angelo, TX
    San Angelo, TX
Other Businesses

(1)Name of Business: First Financial Investment Advisors Address: 3471 Knickerbocker Rd, San Angelo, TX, 76904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/23/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brokerage services support staff

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-01
Other Names
  • Colleen Finley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Angelo, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor