Robert Henry Mooney

Employer firm

Sunpointe Investments CRD 282505

$791M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2025
  Ubs Financial Services Inc.
  St. Louis, MO
• 03/2025 → Present
  Sunpointe, Llc
  St. Louis, MO

Previous Registrations

• 2009-03-13 → 2025-04-08
  Ubs Financial Services Inc.
  Clayton, MO
  New Haven, MO
• 2002-01-23 → 2009-04-09
  Citigroup Global Markets Inc.
  St. Louis, MO
  Clayton, MO

Other Businesses

Licensed insurance agent; Not investment-related; St. Louis, Missouri 63105; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-28
• S63 Uniform Securities Agent State Law Examination
  1995-01-18

Other Names

• Robert Henry Moone