Mahendra Kanwal Bist

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-05
NC	RA	APPROVED	2014-12-01
VA	RA	APPROVED	2004-02-09

TX RA
APPROVED

Since 2022-05-05
NC RA
APPROVED

Since 2014-12-01
VA RA
APPROVED

Since 2004-02-09

Branch Locations

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Ashburn, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Mclean	VA	01/1991	Present
Wells Fargo Advisors Llc	Fairfax	VA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Fairfax	VA	11/2016	Present

01/1991 → Present

Wachovia Bank, N.A.

Mclean, VA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Fairfax, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fairfax, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-06
S63	Uniform Securities Agent State Law Examination	1994-11-17

S66 Uniform Combined State Law Examination

2004-02-06
S63 Uniform Securities Agent State Law Examination

1994-11-17

Designations

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews