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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | Los Angeles | CA | 11/2012 | 12/2020 |
| Farmers Financial Solutions, Llc (Crd#:103863) | Westlake Village | CA | 03/2021 | 02/2023 |
| B.B. Graham & Company, Inc. | Orange | CA | 09/2023 | Present |
| Real Estate Ebroker | Carlsbad | CA | 02/2023 | 08/2023 |
REAL ESTATE RENTALS; INVESTMENT-RELATED: YES; ADDRESS: PO BOX 3097 TUSTIN, CA 92781; NATURE OF BUSINESS: REAL ESTATE RENTAL; POSITION: N/A; RELATIONSHIP: OWNERSHIP INTEREST; START DATE OF YOUR RELATIONSHIP: 01/01/2003; HOURS/MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: MINOR MAINTENANCE AND OCCASIONAL COMMUNICATIONS TO/FROM PROPERTY MANAGEMENT REAL ESTATE BROKER ASSOCIATE; BUSINESS NAME: REAL ESTATE EBROKER INC.; INVESTMENT-RELATED: NO; ADDRESS: 950 BOARDWALK SUITE 203, SAN MARCOS, CA 92078; NATURE OF BUSINESS: MAINTAINS CALIFORNIA REAL ESTATE BROKER-ASSOCIATE LICENSE. DUTIES: PERFORM REAL ESTATE TRANSACTIONS; TITLE: REAL ESTATE BROKER-ASSOCIATE; START DATE OF YOUR RELATIONSHIP:02/26/2019; HOURS/MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: REAL ESTATE TRANSACTIONS MORTGAGE LOAN ORIGINATOR LICENSE; BUSINESS NAME: SELF; INVESTMENT-RELATED: NO; ADDRESS: PO BOX 3097, TUSTIN, CA 92781; NATURE OF BUSINESS: MORTGAGE LOAN ORIGINATION. DUTIES: PERFORM MORTGAGE LOAN ORIGINATION TRANSACTIONS; TITLE: MORTGAGE LOAN ORIGINATOR; START DATE:01/19/2021; HOURS/MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: CONDUCT MORTGAGE LOAN ORIGINATING TRANSACTIONS US WEALTHCARE LLC; INVESTMENT-RELATED: NO; ADDRESS: PO BOX 3097 TUSTIN, CA 92781; NATURE: ENTITY USED TO PROCESS BUSINESS TRANSACTIONS; POSITION/TITLE: OWNER; START DATE: 5/2025; HOURS/MONTH: 1; HOURS YOU DURING SECURITIES TRADING HOURS; 0/MONTH; DUTIES: ADMINISTRATIVE INSURANCE LICENSE; INVESTMENT-RELATED: YES; ADDRESS: PO BOX 3097 TUSTIN, CA 92781; NATURE OF BUSINESS: MAINTAINS A CALIFORNIA LIFE AGENT LICENSE AS PART OF EMPLOYMENT IN THE SECURITIES / INSURANCE; POSITION: N/A; TITLE: REGISTERED LIFE AGENT; START DATE: 06/19/1995; HOURS/MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 2006-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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