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Current Employers
Packerland Brokerage Services, Inc.

432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-12
  • CA RA
    APPROVED
    Since 2018-10-12

Branch Locations

1661 Hanover Road Suite 203, City Of Industry, CA 91748 • United States

432 Security Blvd., Green Bay, WI 54313 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Equity Services, Inc Rancho Cucamonga CA 05/2010 10/2018
Packerland Brokerage Services Green Bay WI 10/2018 Present
  • 05/2010 → 10/2018
    Foresters Equity Services, Inc
    Rancho Cucamonga, CA
  • 10/2018 → Present
    Packerland Brokerage Services
    Green Bay, WI
Previous Registrations
  • 2010-05-17 → 2018-10-12
    Foresters Equity Services, Inc.
    Rancho Cucaonga, CA
    City Of Industry, CA
    West Covina, CA
    West Covina, CA
    Chino, CA
    Rancho Cucamonga, CA
    City Of Industry, CA
    Valencia, CA
  • 2006-12-12 → 2009-04-16
    Wamu Investments, Inc.
    Arcadia, CA
  • 2003-11-12 → 2006-12-05
    Bancwest Investment Services, Inc.
    Duarte, CA
    Rosemead, CA
    Covina, CA
    Chino, CA
    Baldwin Park, CA
    City Of Industry, CA
  • 2003-07-15 → 2003-11-13
    Monterey Park, CA
  • 2003-05-21 → 2003-07-08
    Ifmg Securities, Inc.
    Montery Park, CA
Other Businesses

I sell Health & travel INSURNACE NON-INVST RELATED and I spend 2 HOURS PER WEEK STARTED 08/2010. My office is located at 1661 Hanover Rd #203 City of industry CA 91748/ I meet my clients at their location 100% time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-09
S63 Uniform Securities Agent State Law Examination 1994-12-30
  • S66 Uniform Combined State Law Examination
    2003-05-09
  • S63 Uniform Securities Agent State Law Examination
    1994-12-30
Other Names
  • Sam Dv Sy
  • Dai Van Sy
  • Dai V Sy

View on SEC IAPD

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