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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-05-23
TX RA APPROVED 2018-01-17
MD RA APPROVED 2016-07-22
  • PR RA
    APPROVED
    Since 2025-05-23
  • TX RA
    APPROVED
    Since 2018-01-17
  • MD RA
    APPROVED
    Since 2016-07-22

Branch Locations

321 Fulford Ave., Be Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2016 Present
Previous Registrations
  • 2005-12-20 → 2016-08-09
    Waddell & Reed
    Owings Mills, MD
    Owings Mills, MD
Other Businesses

1) SOJOURN WEALTH ADVISORY LLC, 321 Fulford Ave., Bel Air MD 21014, United States, 12/22/2005, Wealth Advisor, Insurance/Benefits/Human Resources, INV REL - 16 HR/MO - 16HR/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 36 HR/WK - 36/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) REDEEMER CLASSICAL CHRISTIAN SCHOOL, 6415 Mt. Vista Road, Kingsville MD 21087, United States, 03/23/2020, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 8 HR/MO - 0 HR/MO TRADING 4) EMBERHILL PROPERTIES LLC,11917 Long Green Pike, Glen Arm MD 21057, United States, 06/26/2025, Owner, Real Estate, NIR, 4HR/MO- 0HR/TRADING 5) C.S. LEWIS INSTITUTE, ANNAPOLIS CHAPTER, ANNAPOLIS MD 21401, 06/01/2026, FACILITATOR, FAITH-BASED MINISTRY, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-08
S65 Uniform Investment Adviser Law Examination 2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    2007-03-08
  • S65 Uniform Investment Adviser Law Examination
    2005-12-19
Designations
Other Names
  • Sean Williams

View on SEC IAPD

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