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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-03-01
  • MD RA
    APPROVED
    Since 2011-03-01

Branch Locations

407 E. Churchville Rd. Ste 202, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Small Business Group Forest Hill MD 10/1990 Present
Cambridge Investment Research, Inc Fairfield IA 03/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2011 Present
Previous Registrations
  • 2004-01-02 → 2011-03-15
    Grove Point Investments, Llc
    Belair, MD
    Bel Air, MD
    Belair, MD
  • 1999-02-17 → 2003-12-31
    Medallion Advisory Services, Llc
    Bel Air, MD
Other Businesses

1)THE SMALL BUSINESS GROUP INC: 360 FINANCIAL GROUP, 139 N MAIN STREET, STE 300, BEL AIR, MD, -INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 01/01/12, NIR, 1 HR/WK- 0/TRADING HR. 2)COMMERCIAL REAL ESTATE RENTAL PROPERTIES, 139 NORTH MAIN LLC, 5 VALE RD, BEL AIR, MD, 1/2006 AS OWNER. NIR - 2 HR/WK - 2/TRADING. 3)THE SMALL BUSINESS GROUP INC:360 FINANCIAL GROUP - 139 N MAIN ST, STE 300, BEL AIR, MD, 1/1991 AS PRESIDENT. ACCOUNTING, TAXES, AND BUSINESS CONSULING. INV REL. DEVOTES 25 HRS/WK, ALL DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/01/11 5) CARL STROZYK, 139 N MAIN STREET, STE 300, BEL AIR, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/93, NIR, 1 HR/WK- 1/TRADING HR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-14
S65 Uniform Investment Adviser Law Examination 1998-10-02
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    1998-10-02

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