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Gregory Foos

Wells Fargo Clearing Services, LLC

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
WA RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07
  • WA RA
    APPROVED
    Since 2025-07-07

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Olympia WA 03/2014 04/2018
J.P Morgan Securities, Llc Olympia WA 04/2018 07/2025
Wells Fargo Clearing Services, Llc Seattle WA 07/2025 Present
Previous Registrations
  • 2014-03-31 → 2025-07-04
    J.P. Morgan Securities Llc
    Seattle, WA
    Olympia, WA
    Olympia, WA
    Avon, CO
    Seattle, WA
    Columbus, OH
    Olympia, WA
    Olympia, WA
    Olympia, WA
  • 2006-01-11 → 2014-02-25
    Russell Investments
    Seattle, WA
  • 1998-07-01 → 2005-12-31
    Banc Of America Investment Services, Inc.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-25
S63 Uniform Securities Agent State Law Examination 1995-03-31
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1995-03-31
Other Names
  • Gregory Thomas Foos

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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