Best Investors Account Sign in

Richard Coronel

Wells Fargo Clearing Services, LLC

Palm Desert, CA

Irvine, CA

Rancho Mirage, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-05
CA RA APPROVED 2020-11-19
  • TX RA
    APPROVED_RES
    Since 2023-12-05
  • CA RA
    APPROVED
    Since 2020-11-19

Branch Locations

34340 Monterey Ave, Palm Desert, CA 92211 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

42350 Bob Hope Dr, Rancho Mirage, CA 92270 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2013 11/2020
Bbva Securites Inc. Palm Springs CA 06/2013 11/2020
Bbva Wealth Solutions Inc. Palm Springs CA 06/2013 11/2020
Bbva Compass Insurance Agency, Inc. Austin TX 06/2013 11/2020
Wells Fargo Clearing Services, Llc San Diego CA 11/2020 Present
  • 05/2013 → 11/2020
    Compass Bank
    Birmingham, AL
  • 06/2013 → 11/2020
    Bbva Securites Inc.
    Palm Springs, CA
  • 06/2013 → 11/2020
    Bbva Wealth Solutions Inc.
    Palm Springs, CA
  • 06/2013 → 11/2020
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 11/2020 → Present
    Wells Fargo Clearing Services, Llc
    San Diego, CA
Previous Registrations
  • 2013-06-04 → 2020-11-19
    Pnc Managed Account Solutions, Inc.
    Palm Desert, CA
    Palm Springs, CA
  • 2010-05-26 → 2013-04-22
    U.S. Bancorp Investments, Inc.
    Palm Desert, CA
    La Quinta, CA
    Indio, CA
    Indio, CA
    Palm Desert, CA
    Palm Desert, CA
    Indio, CA
    Palm Desert, CA
    Bermuda Dunes, CA
    Twentynine Palms, CA
    Yucca Valley, CA
    Palm Springs, CA
    Cathedral City, CA
    Rancho Mirage, CA
    La Quinta, CA
    Cathedral City, CA
    Yucca Valley, CA
  • 2009-05-02 → 2010-05-13
    Chase Investment Services Corp.
    Yucca Valley, CA
    Palm Springs, CA
    Desert Hot Springs, CA
  • 2007-05-21 → 2009-05-02
    Wamu Investments, Inc.
    Desert Hot Springs, CA
    Yucca Valley, CA
    Palm Springs, CA
    Hemet, CA
    Wildomar, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-11
S63 Uniform Securities Agent State Law Examination 1995-01-09
  • S65 Uniform Investment Adviser Law Examination
    1995-09-11
  • S63 Uniform Securities Agent State Law Examination
    1995-01-09
Other Names
  • Richard Joseph Coronel

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE WEALTH CONSULTING GROUP
CYPRESS WEALTH SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
FLC CAPITAL ADVISORS
MARSHA LEE & COMPANY,INC.
LOTUSLAND PROPERTIES

Other Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON
KIMBERLY JO SAFOYAN
JASON MCCORD NETTLETON
MARC EDELMAN KOVEN
CHRISTIAN BRAD RISENMAY
GREGORY Thomas FRECH

Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

More in Palm Desert, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor