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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-12-02 |
| DC | RA | APPROVED | 2011-07-07 |
| TX | RA | APPROVED | 2007-08-20 |
| CO | RA | APPROVED | 2006-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 10/2005 | Present |
| Bank Of America, N.A. | Washington | DC | 12/2011 | Present |
I*102950FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVAL ACADEMY FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21401NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 4/7/2017NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10DUTIES: PURPOSE OF THE ENTITY IS TO ASSIST THE NAVAL ACADEMY IN FUNDRAISING SO THEY CAN PROVIDE SCHOLARSHIPS TO PRIVATE PREP SCHOOLS AND TO BENEFIT THE STUDENTS.MY RESPONSIBILITY: TO PROMOTE THE NAVAL ACADEMY WITH MY GIFTS AND FINDING NEW DONORS I*4782285, Entity Type: Entity For Profit, Name of OBA: CM Ridge Property LLC, Address: Luray, Virginia, 22835, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 07/15/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: My wife is the sole owner of the LLC and managing the property and income. We own the property jointly and used our joint LMA to buy the property. We file joint taxes so income and depreciation will directly benefit me. To hold one short term rental income property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
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