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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-12-02
DC RA APPROVED 2011-07-07
TX RA APPROVED 2007-08-20
CO RA APPROVED 2006-01-16
  • VA RA
    APPROVED
    Since 2020-12-02
  • DC RA
    APPROVED
    Since 2011-07-07
  • TX RA
    APPROVED
    Since 2007-08-20
  • CO RA
    APPROVED
    Since 2006-01-16

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 10/2005 Present
Bank Of America, N.A. Washington DC 12/2011 Present
Other Businesses

I*102950FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVAL ACADEMY FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21401NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 4/7/2017NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10DUTIES: PURPOSE OF THE ENTITY IS TO ASSIST THE NAVAL ACADEMY IN FUNDRAISING SO THEY CAN PROVIDE SCHOLARSHIPS TO PRIVATE PREP SCHOOLS AND TO BENEFIT THE STUDENTS.MY RESPONSIBILITY: TO PROMOTE THE NAVAL ACADEMY WITH MY GIFTS AND FINDING NEW DONORS I*4782285, Entity Type: Entity For Profit, Name of OBA: CM Ridge Property LLC, Address: Luray, Virginia, 22835, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 07/15/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: My wife is the sole owner of the LLC and managing the property and income. We own the property jointly and used our joint LMA to buy the property. We file joint taxes so income and depreciation will directly benefit me. To hold one short term rental income property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2006-01-13
Other Names
  • Jamie Matthew Arrison Iv
  • James Matthew Arrison Iv

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