Chris Castro

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-23

Branch Locations

Riverview, FL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Securities America Inc.	Kissimmee	FL	07/2016	08/2017
Securities America Advisors	Kissimmee	FL	07/2016	08/2017
Self Employes	Orlando	FL	08/2017	02/2018
Regions Bank	Winter Park	FL	02/2018	10/2018
Cetera Investment Advisers Llc	Winter Park	FL	03/2018	10/2018
Cetera Investment Services Llc	St. Cloud	MN	03/2018	10/2018
National Securities Corporation	Boca Raton	FL	10/2020	07/2022
B. Riley Wealth Advisors	Boca Raton	FL	10/2020	03/2025
Self-Employed	Orlando	FL	10/2018	10/2020
Select Quote	Jacksonville	FL	11/2019	11/2019
B. Riley Wealth Management	Boca Raton	FL	07/2022	03/2025
Osaic	Scottsdale	AZ	01/2026	Present
Self-Employed	Orlando	FL	03/2025	01/2026

2020-12-09 → 2025-03-04

B. Riley Wealth Advisors, Inc.

Boca Raton, FL

Boca Raton, FL

Orlando, FL
2018-03-06 → 2018-10-23

Cetera Investment Advisers Llc

Winter Park, FL
2016-07-29 → 2017-08-16

Securities America Advisors, Inc.

Altamonte Springs, FL
2015-07-01 → 2016-06-02

Cuna Brokerage Services, Inc.

New York, NY

Waverly, IA

New York, NY
2012-01-06 → 2015-06-22

Transamerica Financial Advisors, Llc

New York, NY

Port Jefferson Station, NY

Syosset, NY
2008-08-08 → 2012-01-06

Investment Advisors International, Inc.

Carlsbad, CA

Poway, CA

Brooklyn, NY
2007-08-16 → 2008-01-08

Chase Investment Services Corp.

New York, NY
2006-11-16 → 2007-05-21

Cuso Financial Services, L.P.

Pasadena, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-13
S63	Uniform Securities Agent State Law Examination	1995-09-05

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