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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2003-04-02
  • ME RA
    APPROVED
    Since 2003-04-02

Branch Locations

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Kennebunk, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Of Vermont Kennebunk ME 03/1993 Present
Equity Services, Inc. Montpelier VT 09/1994 Present
  • 03/1993 → Present
    National Life Of Vermont
    Kennebunk, ME
  • 09/1994 → Present
    Montpelier, VT
Other Businesses

*HOPE CEMETARY CORP,PORTLAND RD,KENNEDBUCK,ME 04043,NOT INV RELATED,BOARD MMBR.9/99,1-2 HR MONTHLY,VOTING MMBR OF BRD. *SEVIGNEY-LYONS INS,1662 POST ROAD,WELLS,ME 04090,INV.REL,INS SALES,ASSOC,7/5/05,8 HRS/MO,DUR.TRAD.HRS,AUTHORIZED AGT FOR SEVIGNEY-LYONS INS. AGY, AGT FOR SEV.INS.COS TO SELL LIFE,DIS,LTC,+ ANN. *KASPRZAK INS ASSOC,INC,787 SOKOKIS TRAIL,NORTH WATERBORO,ME 04061,INV.REL,INS.SALES,7/7/07,8 HRS/MO,AGT TO SELL LIFE,DIS.LTC&ANN. *NATIONAL LIFE, 53 BLUEBERRY PINES DRIVE, KENNEBUNK,ME, INV REL.PORTLAND ME,INS.AGENT.3/93,40HRS/MO.DUR TRD HRS.AGENT/BRKR FOR SVL INS CO SELL L,D,LTC&FA *LYONS AGENCY FOR INSURANCE,135 FLETCHER STREET,KENNEBUNK,ME 04043,INV REL,INS SALES,AGENT,10/31/05,16 HRS/MO,DURING TRADE HRS,AGENT FOR SEVERAL INS COMPANIES TO SELL L, D, AND LTC INS AND ANN. *FRIENDS OF HOPE CEMETERY & WOODS. PORTLAND ROAD, KENNEBUNK, ME 04043. NOT INV REL. OCT 2017. 501(3)(C) ORG TO SUPPORT HOPE CEMETERY CORP THROUGH CHARITABLE DONATIONS. VOTING MEMBER, BOARD OF DIR. VOTING MEMBER, ATTEND MONTHLY MEETINGS TO DISCUSS PLANS/EFFORTS TO SUPPORT THE CEMETERY CORP THROUGH FUNDRAISING. NOT DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
S63 Uniform Securities Agent State Law Examination 1998-07-11
  • S66 Uniform Combined State Law Examination
    2003-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-07-11
Other Names
  • Tom Kasprzak

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