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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-10
  • TX RA
    APPROVED
    Since 2014-02-10

Branch Locations

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Austin TX 02/2014 Present
City National Bank Austin TX 01/2018 Present
Previous Registrations
Other Businesses

(1) AUSTIN CHAMBER MUSIC CENTER; 3814 MEDICAL PARKWAY, AUSTIN, TX 78756; BUSINESS DESCRIPTION: CHAMBER ORCHESTERA; NOT INVESTMENT RELATED; START DATE: 09/01/15; CAPACITY: BOARD OF DIRECTORS; DUTIES: PROMOTE CHAMBER MUSIC; HOURS DEVOTED TO THIS OBA PER MONTH: 2; HOURS DURING SECURITIES TRADING: NONE; (2) SAMARITAN CENTER; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: NOT FOR PROFIT COUNSELING SERVICE; NOT INVESTMENT RELATED; START DATE: 04/26/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: AMBASSADOR; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-15
  • S66 Uniform Combined State Law Examination
    2008-04-15

View on SEC IAPD

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