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William Southerland

Wells Fargo Clearing Services, LLC

St. Louis, MO

Columbia, IL

CRD 2550290

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-25
MO RA APPROVED 2019-12-26
  • IL RA
    APPROVED
    Since 2024-06-25
  • MO RA
    APPROVED
    Since 2019-12-26

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Columbia, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 10/2013 05/2018
Wells Fargo Clearing Services St Louis MO 07/2018 Present
  • 10/2013 → 05/2018
    Scottrade
    St. Louis, MO
  • 07/2018 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-26
S63 Uniform Securities Agent State Law Examination 2003-08-26
  • S66 Uniform Combined State Law Examination
    2019-12-26
  • S63 Uniform Securities Agent State Law Examination
    2003-08-26
Other Names
  • William Joseph Southerland

View on SEC IAPD

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