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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2015-08-18
TX RA APPROVED_RES 2013-09-20
WA RA APPROVED 2012-10-01
  • ID RA
    APPROVED
    Since 2015-08-18
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

S 2903 Grand Blvd., Spokane, WA 99203 • United States

1790 W. Pullman Road, Moscow, ID 83843 • United States

205 North Grand Avenue, Pullman, WA 99163 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Spokane WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Spokane WA 07/2010 Present
Previous Registrations
  • 2011-07-11 → 2012-10-01
    Chase Investment Services Corp.
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
  • 2010-08-18 → 2011-07-11
    Chase Investment Services Corp.
    Spokane, WA
    Pullman, WA
    Colfax, WA
    Moscow, ID
    Spokane, WA
    Spokane, WA
  • 2006-02-09 → 2010-08-06
    Spokane, WA
    Spokane, WA
    Harrington, WA
    Hayden, ID
    Spokane, WA
    Spokane, WA
    Reardan, WA
    Spokane Valley, WA
    Davenport, WA
    Spokane, WA
    Sprague, WA
    Liberty Lake, WA
    Spokane, WA
    Ritzville, WA
    Spokane Valley, WA
    Lewiston, ID
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Pullman, WA
    Colfax, WA
    Rosalia, WA
    Moscow, ID
    Moscow, ID
    Potlatch, ID
    Pullman, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-07
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S65 Uniform Investment Adviser Law Examination
    2006-02-07
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Lyn Eugene Brandt

View on SEC IAPD

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