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650 N. High Point Road, Madison, WI 53717 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 2Nd Market Capital Services Corporation | Madison | WI | 05/1991 | Present |
10/2018 -EXECUTIVE DIRECTOR AND SECRETARY/TREASURER OF THE BOARD OF DIRECTORS OF 2ND MARKET CAPITAL ECONOMIC OPPORTUNITY FOUNDATION, INC., A NONPROFIT ORGANIZATION. APPROXIMATELY 10 HOURS PER MONTH IS DEVOTED TO FOUNDATION ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-30 |
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