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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-10 |
| MI | RA | APPROVED | 2010-06-23 |
Branch Locations
41160 10 Mile Rd, Novi, MI 48375 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
1. WALTER J. POWROZEK & ASSOCIATES, LLC; INCOME FROM SECURITIES AND INSURANCE BUSINESS PAID THROUGH SIGMA FINANCIAL AND SIGMA PLANNING CORPORATION. 2. SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 3. SELLS FIXED ANNUITIES, IMMEDIATE ANNUITIES AND FIXED INDEXED ANNUITIES. 4. dba - River Oaks Wealth Advisors, LLC, Novi, MI. Offering financial services. President, founder and 50% owner. Start date: 3/1/16, approx. 160 hrs/mo., majority during market hours. 5. LP MANAGEMENT, LLC; 50% OWNER WITH JOSEPH LEZOTTE; USED FOR CURRENT OFFICE LEASE/EXPENSES. 6. I AM TRUSTEE FOR MY OWN TRUST WITH MY WIFE AND ALSO MY FAMILY(MOTHER'S TRUST) 7. Acting Director and VP - River Oaks Association HOA, Milford, MI. Start date: 7/21/20 for 1 year term. Approx. 1-2 hrs/mo, minimal time during mkt hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-22 |
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