Best Investors Account Sign in
Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-31
  • IL RA
    APPROVED
    Since 2023-01-31

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Financial Network, Inc. Naperville IL 09/2014 09/2016
Pma Securities Inc. Naperville IL 09/2014 09/2016
Prudent Man Advisors, Inc. Naperville IL 09/2014 09/2016
Ausdal Financial Partners Inc Davenport IA 10/2016 04/2022
Northern Trust Bank Chicago IL 04/2022 07/2022
Northern Trust Securities, Inc Chicago IL 04/2022 07/2022
Edward Jones St Louis MO 10/2022 01/2023
Ausdal Financial Partners, Inc Davenport IA 01/2023 Present
  • 09/2014 → 09/2016
    Pma Financial Network, Inc.
    Naperville, IL
  • 09/2014 → 09/2016
    Pma Securities Inc.
    Naperville, IL
  • 09/2014 → 09/2016
    Prudent Man Advisors, Inc.
    Naperville, IL
  • 10/2016 → 04/2022
    Davenport, IA
  • 04/2022 → 07/2022
    Northern Trust Bank
    Chicago, IL
  • 04/2022 → 07/2022
    Northern Trust Securities, Inc
    Chicago, IL
  • 10/2022 → 01/2023
    St Louis, MO
  • 01/2023 → Present
    Davenport, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 1995-01-10
  • S66 Uniform Combined State Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    1995-01-10
Other Names
  • Amy Lynn Marker
  • Amy Lynn Marker
  • Amy Linda Marker

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Downers Grove, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor