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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-13
  • TX RA
    APPROVED
    Since 2020-11-13

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

201 S. Lakeline Blvd Suite 701, Cedar Park, TX 78613 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Financial Partners Austin TX 05/2014 09/2016
Commonwealth Financial Network Waltham MA 05/2014 09/2016
Amplify Federal Credit Union Cedra Park TX 09/2016 11/2020
Cuso Financial Services, Lp San Diego CA 09/2016 11/2020
Kestra Investment Services, Llc. Cedar Park TX 11/2020 Present
Kestra Advisory Services, Llc. Cedar Park TX 11/2020 Present
  • 05/2014 → 09/2016
    Austin Financial Partners
    Austin, TX
  • 05/2014 → 09/2016
    Waltham, MA
  • 09/2016 → 11/2020
    Amplify Federal Credit Union
    Cedra Park, TX
  • 09/2016 → 11/2020
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2020 → Present
    Kestra Investment Services, Llc.
    Cedar Park, TX
  • 11/2020 → Present
    Cedar Park, TX
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SW Parkway Blg 2 Stte 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 11/13/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning and tnvesting clients assets according to their risk tolerance and time horizon Business Name: Espira Wealth Management, LLC Investment Related: Yes Address: 201 S. Lakeline Blvd, Suite 701 Cedar Park TX 78613 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 11/13/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide financial planning and appropriate investment solutions to clients. Business Name: Espira Wealth Management, LLC Investment Related: Yes Address: 201 S. Lakeline Blvd Ste 701 Cedar Park TX 78613 Nature of Business: Insurance Position, Title or Relationship: Financial Advisor Start Date: 11/13/2000 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Recommend strategies to protect a client's wealth due to death, inability to perform ADL's and protect some assets from market volatility. Business Name: SUB LEASE POSITION: Sub Leasor NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 1811 S Quebec Way, Unit 148, Denver CO 80231 DESCRIPTION: Sub lease a room to my brother. Responsible for paying the rent and utilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-21
S63 Uniform Securities Agent State Law Examination 1995-01-11
  • S66 Uniform Combined State Law Examination
    2006-06-21
  • S63 Uniform Securities Agent State Law Examination
    1995-01-11
Other Names
  • Jennifer Lynne Brossia
  • Jennfer Lynne Hope
  • Jennifer Brossia

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