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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
201 S. Lakeline Blvd Suite 701, Cedar Park, TX 78613 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Financial Partners | Austin | TX | 05/2014 | 09/2016 |
| Commonwealth Financial Network | Waltham | MA | 05/2014 | 09/2016 |
| Amplify Federal Credit Union | Cedra Park | TX | 09/2016 | 11/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 09/2016 | 11/2020 |
| Kestra Investment Services, Llc. | Cedar Park | TX | 11/2020 | Present |
| Kestra Advisory Services, Llc. | Cedar Park | TX | 11/2020 | Present |
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SW Parkway Blg 2 Stte 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 11/13/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning and tnvesting clients assets according to their risk tolerance and time horizon Business Name: Espira Wealth Management, LLC Investment Related: Yes Address: 201 S. Lakeline Blvd, Suite 701 Cedar Park TX 78613 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 11/13/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide financial planning and appropriate investment solutions to clients. Business Name: Espira Wealth Management, LLC Investment Related: Yes Address: 201 S. Lakeline Blvd Ste 701 Cedar Park TX 78613 Nature of Business: Insurance Position, Title or Relationship: Financial Advisor Start Date: 11/13/2000 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Recommend strategies to protect a client's wealth due to death, inability to perform ADL's and protect some assets from market volatility. Business Name: SUB LEASE POSITION: Sub Leasor NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 1811 S Quebec Way, Unit 148, Denver CO 80231 DESCRIPTION: Sub lease a room to my brother. Responsible for paying the rent and utilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-11 |
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