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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Brea | CA | 10/2005 | Present |
| Nylife Securities Inc. | New York | NY | 10/2005 | Present |
| Efficient Financial And Insurance Solutions | Anaheim | CA | 10/2020 | Present |
| Eagle Strategies Llc | Brea | CA | 03/2023 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1916 N. CLOUD CREST CIRCLE ANHEIM,CA 92807; START DATE: 2/2013; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 8 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURTIES TRADING HOURS] [Social Media Marketing Strategy and Training; Helping Business Owners and Individuals with how to use social media and to create a marketing strategy for their business on line.; 1916 N. cloud crest circle Anaheim, CA 92807; Start Date 03/2018; Role/Title: Consultant; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF EFFICIENT FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ANAHEIM, CA; START DATE: 10/2020][United Way of Orange County United for Student Success; Non-Profit organization-volunteer as a speaker on programs for education and mentoring of High School Students; 18012 Mitchell S Irvine Ca 92614; Start Date 03/2024; Role/Title: Volunteer; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; volunteer at community events, mentor and speak to students about entrepreneurship]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-24 |
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