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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-17 |
| TX | RA | APPROVED | 2023-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Atlanta | GA | 06/2014 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Alpharetta | GA | 07/2023 | Present |
JECU LLC, INV RELATED, ALPHARETTA, GA, 100% OWNERSHIP, START 8/10/2023, 160 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE. MCHALE GROUP LLC, INV RELATED, ALPHARETTA, GA, 60% OWNERSHIP, START 7/31/2023, 160 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE. 1858 HAVEN PRIVATE WEALTH LLC; INV RELATED; ALPHARETTA, GA; 50% OWNERSHIP; START DATE 7/13/2023; 160 HOURS PER MONTH; 7 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-19 |
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