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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-22
CA RA APPROVED 2017-02-06
  • TX RA
    APPROVED
    Since 2018-05-22
  • CA RA
    APPROVED
    Since 2017-02-06

Branch Locations

935 Riverside Ave #4, Paso Robles, CA 93446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blakeslee & Blakeslee San Luis Obispo CA 04/2004 01/2017
Lpl Financial, Llc Paso Robles CA 02/2017 Present
  • 04/2004 → 01/2017
    Blakeslee & Blakeslee
    San Luis Obispo, CA
  • 02/2017 → Present
    Paso Robles, CA
Previous Registrations
  • 2016-09-20 → 2017-02-06
    Blakeslee And Blakeslee Inc.
    San Luis Obispo, CA
    Paso Robles, CA
Other Businesses

1. 02/03/2017 - PARADIGM ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PASO ROBLES, CA 2. 01/11/2018 - Jeb Brown, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/15/2018 - 150 Hours Per Month/100 Hours During Securities Trading. 3. 10/04/2023 - Second Chance Lucky - Other - Musician - Not Investment Related - Home Based - Start Date 06/10/2023 - 25 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S66 Uniform Combined State Law Examination
    2016-09-12
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07

View on SEC IAPD

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