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Allyson Marta Saldana

Ams Capital Management LLC

San Mateo, CA

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Current Employers
Ams Capital Management Llc

63 Bovet Road Suite 313, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

63 Bovet Road Suite 313, San Mateo, CA 94402 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Saldana, Allyson Marta Dba Ams Capital Management San Mateo CA 01/2007 Present
Independent Insurance Agent San Mateo CA 01/2007 Present
  • 01/2007 → Present
    Saldana, Allyson Marta Dba Ams Capital Management
    San Mateo, CA
  • 01/2007 → Present
    Independent Insurance Agent
    San Mateo, CA
Previous Registrations
  • 2010-04-27 → 2010-12-31
    Ams Capital Management Llc
    San Mateo, CA
  • 2009-05-15 → 2009-12-22
    Investment Centers Of America, Inc.
    San Mateo, CA
    San Mateo, CA
    Appleton, WI
  • 2008-04-02 → 2009-05-18
    Brokersxpress Llc
    San Mateo, CA
    San Mateo, CA
    Newbury Park, CA
  • 2002-06-04 → 2006-07-26
    Citicorp Investment Services
    Burlingame, CA
    Burlingame, CA
Other Businesses

1) ALLYSON M. SALDANA - LICENSED INSURANCE AGENT, OFFERING LIFE/HEALTH/DISABILITY FIXED INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-03
S63 Uniform Securities Agent State Law Examination 1994-11-18
  • S65 Uniform Investment Adviser Law Examination
    1998-04-03
  • S63 Uniform Securities Agent State Law Examination
    1994-11-18
Other Names
  • Allyson Marta Paris

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · SAN MATEO, CA
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