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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-04-11
  • IA RA
    APPROVED
    Since 2014-04-11

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Mount Pleasant, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2013 Present
Cambridge Investment Research, Inc Fairfield IA 08/2013 Present
  • 07/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2013 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. MT PLEASANT GOLF & COUNTY CLUB, 2275 Hickory Ave, Mt Pleasant IA 52641, 01/2025, W2 EMPLOYEE, BOOKKEEPING, NIR, 10 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-09
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S66 Uniform Combined State Law Examination
    2014-04-09
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Other Names
  • Stephen N Crew

View on SEC IAPD

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