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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-09-24
  • FL RA
    APPROVED
    Since 2009-09-24

Branch Locations

Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Daytona Beach FL 08/2009 Present
Previous Registrations
Other Businesses

1. Trustee - Family Trust.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-04-11
  • S63 Uniform Securities Agent State Law Examination
    2000-04-11
Other Names
  • Jerri Lynn Ballast

View on SEC IAPD

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