Steven Louis Cavagnaro

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2021-06-09
MD	RA	APPROVED	2021-06-09
VA	RA	APPROVED	2021-06-09

DC RA
APPROVED

Since 2021-06-09
MD RA
APPROVED

Since 2021-06-09
VA RA
APPROVED

Since 2021-06-09

Branch Locations

341 East Market St., Leesburg, VA 20176 • United States

10619 Conecticut Ave, Kensington, MD 20895 • United States

8730 Georgia Ave., Silver Spring, MD 20910 • United States

2620 Connecticut Ave. Nw, Washington, DC 20008 • United States

12200 Tech Rd., Silver Spring, MD 20904 • United States

11325 Seven Locks Rd., Potomac, MD 20854 • United States

4800 Hampden Lane, Bethesda, MD 20814 • United States

10100 River Rd, Potomac, MD 20854 • United States

Clarksburg, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M And T Securities	Bethesda	MD	03/2015	Present
Lpl Financial Llc	Chevy Chase	MD	06/2021	Present
Lpl Financial Llc	Chevy Chase	MD	06/2021	Present

03/2015 → Present

M And T Securities

Bethesda, MD
06/2021 → Present

Lpl Financial Llc

Chevy Chase, MD
06/2021 → Present

Lpl Financial Llc

Chevy Chase, MD

Previous Registrations

2015-04-15 → 2021-06-09

M&T Securities, Inc.

Bethesda, MD

Potomac, MD

Potomac, MD

Chevy Chase, MD

Bethesda, MD

Washington, DC

Leesburg, VA

Washington, DC

Kensington, MD

Washington, DC

Washington, DC

Washington, DC

Greenbelt, MD

Silver Spring, MD

Gaithersburg, MD

Washington, DC

Washington, DC

Washington, DC

Silver Spring, MD

Silver Spring, MD

Wheaton, MD

College Park, MD

Baltimore, MD
2008-08-05 → 2015-03-23

Truist Investment Services, Inc.

Washington, DC

Potomac, MD

Potomac, MD

Bethesda, MD

Olney, MD

Gaithersburg, MD

Chevy Chase, MD

Bethesda, MD

Washington, DC
2005-09-27 → 2008-05-30

Chevy Chase Financial Services

Bethesda, MD

Bethesda, MD

Bethesda, MD
2004-11-11 → 2005-09-01

Citicorp Investment Services

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-04
S63	Uniform Securities Agent State Law Examination	1995-02-01

S65 Uniform Investment Adviser Law Examination

2004-05-04
S63 Uniform Securities Agent State Law Examination

1995-02-01

Other Names

Steve Louis Cavagnaro
Steve Cavagnaro

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews