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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-26 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Chesterfield | MO | 02/2025 | Present |
| Massmutual Life Insurance Co | Chesterfield | MO | 01/2025 | Present |
| Rich & Charlie's Italian Restaurant | St Louis | MO | 02/1997 | Present |
NAME: RICH & CHARLIE'S ITALIAN RESTAURANT INV REL: N ADD: 4487 LEMAY FERRY RD, ST LOUIS, MO 631296 NATURE: RESTAURANT POSITION: MANAGER START DATE: 02/15/1997 NO. HR/MO: 100 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OPERATIONAL MANAGER NIGHTS AND WEEKENDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-11 |
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