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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
PA RA APPROVED 2024-10-01
IN RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2025-10-24
  • PA RA
    APPROVED
    Since 2024-10-01
  • IN RA
    APPROVED
    Since 2024-09-30

Branch Locations

800 Cranberry Woods Drive Suite 200, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 05/2018 09/2024
Mead Johnson Nutrition Evansville IN 09/2002 02/2017
Unemployed Evansville IN 02/2017 05/2018
Bank Of America, N.A. Evansville IN 06/2018 09/2024
Raymond James & Associates, Inc. Cranberry PA 09/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: TSJ Farm LLC Address: 3937 Bergdolt Rd., Evansville, IN, 47711, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 09/30/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do the bookkeeping/bill payment for the LLC of which I am a member with my two brothers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-25
S63 Uniform Securities Agent State Law Examination 1995-06-05
  • S66 Uniform Combined State Law Examination
    2018-08-25
  • S63 Uniform Securities Agent State Law Examination
    1995-06-05
Other Names
  • Tracy L Anderson
  • Tracy L Mceuen
  • Tracy Lynn Anderson

View on SEC IAPD

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