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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Foley | MN | 05/2003 | Present |
(1) 5/9/2003 - THORSTEN FINANCIAL SERVICES, INC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. (2) 9/23/2003 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE. (3) 8/3/2021 - IFC National Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 7/15/2021 - 10 Hours Per Month/1 Hours During Securities Trading. (4) 01/05/2024 - Thorsten Holdings LLC - Real Estate Rental - Owner - Investment Related - Foley, MN - Start Date 09/01/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-28 |
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