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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frandsen Bank & Trust | Foley | MN | 01/2006 | Present |
| Investment Centers Of America, Inc. | Foley | MN | 04/2015 | 11/2017 |
| Lpl Financial Llc | Foley | MN | 11/2017 | Present |
1. 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor. 2. 05/16/2023 - FRANDSEN INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/03/2017 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-31 |
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