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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-24 |
| GA | RA | APPROVED | 2015-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Gainesville | GA | 05/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Gainesville | GA | 06/2015 | Present |
1. Stribling Whalen Financial Group - Gainesville, GA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:Yes Start Date: 05/01/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Principal of firm 2. North Georgia Community Foundation - Gainesville, GA Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:Yes Start Date: 06/05/2018 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Board Member serving on the investment committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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