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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Medford | OR | 07/2008 | Present |
1. 94 Pines LLC; 224 Saginaw Dr, Medford, OR 97504; Owning Commercial Real Estate; Owner; Manager; 08/07/2015; 215Hrs/week; Not during Securities Trading Hours; Investment Related. 2. Medford Rotary Club; PO Box 811 Medford OR 97501; Service club; Community Service Chair; Organizing volunteers for a high school track meet; 07/03/2023; 25.00hrs/year; Not during Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-28 |
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