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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-05-12 |
Branch Locations
1235 North Main Street Suite 150, Rochester, MI 48307 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1235 N Main St Ste 150, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelby Township | MI | 10/2009 | 05/2017 |
| Sigma Financial Corporation | Ann Arbor | MI | 05/2017 | 05/2023 |
| Spc | Ann Arbor | MI | 05/2017 | 05/2023 |
| Lpl Financial Llc | Rochester | MI | 05/2023 | Present |
1. 05/18/2023 - Trinitas Planning Group. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/26/2023 - Producers Choice Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 5/12/2017 - 3 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 5% 3. 06/26/2023 - RHF Ill Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 10/10/2017 - 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-19 |
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