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880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-14 |
| FL | RA | APPROVED | 2022-02-07 |
Branch Locations
880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 01/2009 | 11/2017 |
| Questar Asset Management | Minneapolis | MN | 01/2009 | 11/2017 |
| Brokers International Financial Services, Llc | Ormond Beach | FL | 11/2017 | 02/2022 |
| Compass Financial Advisory Services, Llc | Ormond Beach | FL | 02/2022 | Present |
COMPASS FINANCIAL MANAGEMENT GROUP, INC;POSITION: President; NATURE: Compass Financial is an S-Corporation for tax purposes that my father, Thomas Massebeau owns. He has insurance agents that work for Compass Financial as 1099 employees and administrative staff that are on his payroll. Compass Financial offers FIA's, life insurance and LTC insurance; INVESTMENT RELATED: DBA for conducting securities and advisory services for clients; NUMBER OF HOURS: 60; SECURITIES TRADING HOURS: All; START DATE: 09/01/2003 ADDRESS: 880 Airport Road, Suite 112A, Ormond Beach FL 32174-4240, United States; DESCRIPTION: Consulting and management of agents and staff. Massebeau Financial; Personal S-Corporation for Accounting Purposes; POSITION: President; NO investment related business; O Hrs Devoted; START 01/01/2014; ADDRESS: 880 Airport Rd #112A Ormond Beach FL 32174 COMPASS FINANCIAL. POSITION: Insurance Agent. NATURE: Insurance licensed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2009 ADDRESS: 880 Airport Rd, Suite 112A, Ormond Beach FL 32174-4240, United States; DESCRIPTION: Not actively selling insurance products. Tarkenton Financial; POSITION: Advisory Board Member; ADDRESS 3340 Peachtree Rd NE #2300 Atlanta, GA; Start Date 2014; 2 hrs per month Seabreeze Baseball Boosters, Inc. Not investment Related. Address: 2700 North Oleander Ave. Daytona Beach, FL 32118. Position/Title: Board Member - fund raising (no access to funds). Start Date: 05/31/2022. Time per month: 2 hours (not during market hours). Duties: Fund Raising (no access to funds).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-21 |
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