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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-06
  • SC RA
    APPROVED
    Since 2026-02-06

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Hilton Head Island, SC • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-05-11
  • SC RA
    APPROVED
    Since 2020-05-11

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Hilton Head Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hilton Head Island SC 05/2016 05/2020
Raymond James & Associates, Inc Hilton Head Island SC 05/2020 Present
Raymond James Financial Services, Inc. Hilton Head Island SC 01/2026 Present
Raymond James Financial Services Advisors, Inc. Hilton Head Island SC 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
S63 Uniform Securities Agent State Law Examination 1995-10-11
  • S66 Uniform Combined State Law Examination
    2018-11-02
  • S63 Uniform Securities Agent State Law Examination
    1995-10-11
Other Names
  • Susan Jacklyn Linder

View on SEC IAPD

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