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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2009-05-08 |
Branch Locations
138 Conant St 4Th Fl, Beverly, MA 01915 • United States
North Andover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly | MA | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST; INV. RELATED; MEDFORD, MA; START DATE 8/2018; 2 HRS PER MONTH; 1 HR DURING TRADING.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-15 |
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