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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-22 |
| TN | RA | APPROVED | 2024-05-01 |
Branch Locations
701 S Parker St Ste 6400, Orange, CA 92868 • United States
Nashville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 03/2012 | 05/2024 |
| Lpl Financial Llc | Nashville | TN | 05/2024 | Present |
(1) 05/01/2024 - Fixed Insurance Trails - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/17/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2003-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-22 |
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