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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-11
  • FL RA
    APPROVED
    Since 2024-04-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Odessa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2019 07/2021
Verint Systems Alpharetta GA 03/2018 10/2018
Unemployed Alpharetta GA 10/2018 12/2018
Equifax Alpharetta GA 06/2016 02/2018
E*Trade Securities Llc Alpharetta GA 07/2021 Present
E*Trade Capital Management Llc Alpharetta GA 07/2021 Present
Morgan Stanley Temple Terrace FL 01/2023 Present
Morgan Stanley Temple Terrace FL 09/2023 12/2023
Morgan Stanley Temple Terrace FL 09/2023 12/2023
Empower Financial Services, Inc Greenwood Village CO 03/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2024 Present
  • 01/2019 → 07/2021
    St Louis, MO
  • 03/2018 → 10/2018
    Verint Systems
    Alpharetta, GA
  • 10/2018 → 12/2018
    Unemployed
    Alpharetta, GA
  • 06/2016 → 02/2018
    Equifax
    Alpharetta, GA
  • 07/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2021 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 01/2023 → Present
    Temple Terrace, FL
  • 09/2023 → 12/2023
    Temple Terrace, FL
  • 09/2023 → 12/2023
    Temple Terrace, FL
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2023-09-05 → 2024-01-09
    Tampa, FL
  • 2021-07-22 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Alpharetta, GA
    Temple Terrace, FL
    Alpharetta, GA
  • 2019-03-19 → 2021-07-20
    Alpharetta, GA
    St Louis, MO
    Roswell, GA
    Milton, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-16
S63 Uniform Securities Agent State Law Examination 1994-11-01
  • S66 Uniform Combined State Law Examination
    2019-03-16
  • S63 Uniform Securities Agent State Law Examination
    1994-11-01
Other Names
  • Charles Christopher Minotto
  • Charles Minotto
  • Charles C Minotto

View on SEC IAPD

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