Scott Ira Loochtan

Current Employers

Employment History

• 06/1986 → Present
  Lrm Consulting, Inc.
  Northbrick, IL
• 05/1997 → Present
  Senior Services Of Illinois, Inc.
  Riverwoods, IL
• 10/2017 → 08/2022
  Securities America, Inc.
  Riverwoods, IL
• 10/2017 → 08/2022
  Securities America Advisors
  Riverwoods, IL
• 08/2019 → 08/2022
  Arbor Point Advisors
  Riverwoods, IL
• 08/2022 → Present
  Allworth Financial, L.P.
  Riverwoods, IL
• 08/2022 → Present
  Aw Securities
  Riverwoods, IL

Previous Registrations

• 2017-10-27 → 2022-08-16
  Securities America Advisors, Inc.
  Riverwoods, IL
• 2019-08-22 → 2022-08-16
  Arbor Point Advisors
  Riverwoods, IL
• 2004-06-18 → 2017-11-01
  National Planning Corporation
  Riverwoods, IL
  Northbrook, IL
  Los Angeles, CA
  Aurora, IL
  Naperville, IL
• 2009-03-25 → 2012-08-01
  Advantage Investment Management, Llc
  Northbrook, IL
  Riverwoods, IL

Other Businesses

**Rental Properties Position: Partner Nature: Rental Properties Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 09/01/1997 Address: 511 E Adams Street, Unit 101D and 198A, Wisconsin Dells WI 53965 **Senior Services of Illinois Inc. Position: President Nature: Insurance Sales Investment Related: No Hours: 40 Securities Trading Hours: 20 Start Date: 05/01/1997 Address: 2610 Lake Cook Road, Suite 260, Riverwoods IL 60015 **NEL Sporthorses LLC Position: Give advice to my daughter Nature: Horse ownership Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 04/01/2017 Address: 353 RIVERSHIRE CT, LINCOLNSHIRE IL 60015 **Consumers Direct Insurance Services Inc. Position: President Nature: Insurance Sales Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 07/01/1998 Address: 2610 Lake Cook Road, Suite 260, Riverwoods IL 60015 **LRM Consulting Inc. Position: President Nature: The original insurance agency. I still receive some commissions from old insurance Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 10/01/1987 Address: 2610 Lake Cook Road, Suite 260, Riverwoods IL 60015 **RCC JV, LLC Position: Limited Partner Nature: Small ownership in office building Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 05/01/2010 Address: 2610 Lake Cook Road, Suite 200, Riverwoods IL 60015 **TOINSURE.ME INC POSITION: Partner NATURE: New Insurance agnecy name specializing in Medicare, Health Insurance, Auto and homeowners INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/07/2018 ADDRESS: 8 Dry Creek Circle, Suite 175, Littleton CO 80120 DESCRIPTION: We are opening a new insurance office in Colorado with a new name from our other ones. I will be doing same thing as other agencies over site. **NEL SPORTHORSES LLC DBA STONE CREEK FARMS POSITION: Property owner NATURE: Show jumping and horse barn operation with my daughter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 1581 Lexington Road, Georgetown KY 40324 DESCRIPTION: My daughter bought a horse farm for her to board and train her horses. We will also be boarding other horses and renting out the facility. Scott is the land owner. **Authentico Tequila - Investor into Tequila company - not industry related and no hours spent on this venture

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-22
• S63 Uniform Securities Agent State Law Examination
  1994-11-29

Other Names

• Scott I Loochtan