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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-27 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Strategies, Inc. | Lake Forest | CA | 11/1999 | 09/2019 |
| The New York Racing Association, Inc. | Ozone Park | NY | 03/2004 | 03/2018 |
| Douglas Elliman | Long Beach | NY | 05/2019 | 09/2019 |
| Axa Advisors, Llc | New York | NY | 09/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2019 | 06/2022 |
| Vanderbilt Securities, Llc | Woodbury | NY | 06/2022 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-25 |
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