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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-12 |
| MI | RA | APPROVED | 2010-09-03 |
Branch Locations
201 W Big Beaver Road Suite 300, Troy, MI 48084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
OTHER INSURANCE ACTIVITIES. HARBOUR POINTE ON THE LAKE, BOARD MEMBER, HELP RUNNING SUBDIVISION, 11/2024, 2 HOURS PER MO. ASHAR GROUP, LIFE SETTLEMENT SALES, 2/2025, 1 HOUR PER MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-13 |
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